Applications / Forms
Investment Advisors, Plan Consultants, Broker/Dealers, TPAs, and other Financial Professionals face an increased risk of claims for their professional services. Get Applications, Forms, & Highlights by Insurance Carrier.
Section 412 under ERISA states every fiduciary of an employee benefiti plan shall be bonded against fraud or dishonesty.
The increasing trend in workplace fraud and the relatively low cost of these policies, makes Employee Dishonesty Insurance a coverage that we recommend highly to each of our clients.
DRIP insures Registered Reps and Advisors for their deductible under their Broker/Dealer errors & omissions program. A tremendous incentive for B/D’s to maintain quality Reps.
In response to the DOL’s guidelines prohibiting the use of a single ERISA bond to cover multiple adopters in an open MEP plan, a unique blanket bond that covers the Master Plan Sponsor and adopting employers.
Do Third party Administrators have fiduciary liability under ERISA? Does your Errors & Omissions policy contain affirmative fiduciary coverage. Contact McGowanPRO for comprehensive coverage for TPAs.